Securities, Commodities, and Exchanges: CFTC Issues Proposed Rules on Derivatives, by Jonathan Rusch

On October 1, at a public meeting, the Commodity Futures Trading Commission (CFTC) announced a first series of proposed regulations pertaining to derivatives, pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act. One proposed rule would establish financial resources requirements for derivatives clearing organizations (DCOs) and systemically important DCOs (SIDCOs). The CFTC also … Continue reading Securities, Commodities, and Exchanges: CFTC Issues Proposed Rules on Derivatives, by Jonathan Rusch